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# N9 SimCTG + 3-Layer Recurrence (Submission A — sliding-window baseline)

**val_bpb = 1.07502** (3-seed mean, std 0.00230) | artifact ~15.99 MB | 8×H100 SXM | brotli-quantized model + lzma-compressed code

## 3-Seed Results (sliding-window stride 64, no test-time training)

| Seed | sliding val_bpb | post-EMA | artifact (bytes) | fits cap |
|------|-----------------|----------|------------------|----------|
| 42 | **1.07766** | 1.07948 | 15,975,529 | ✅ |
| 1337 | **1.07400** | 1.07535 | 15,956,059 (with self-extracting code) | ✅ |
| 2025 | **1.07340** | 1.07497 | 15,999,989 | ✅ |
| **Mean** | **1.07502** | 1.07660 | | |
| **Std** | **0.00230** | | | |

Δ vs leaderboard sliding-window SOTA (1.0827, 2026-04-09 SP8192_3LayerRecur): **−0.00768 BPB** (7.7 mBPB better, 3-seed σ 2.3 mBPB).

## Architecture

11L × 512d × 8H / 4KV with: 3-Layer Recurrence (encoder loops layers 3-5), Parallel Residuals (from layer 7),
LeakyReLU(0.5)² SwiGLU, Partial RoPE (16/64), XSA on all 11 layers, tied embeddings, SP10240 tokenizer.

**Training**: Polar Express NS Muon (5-iter) on matrix params + AdamW on embed/scalar; 4534 steps in ~588s (early stop at MAX_WALLCLOCK_SECONDS=600).
**Quantization**: Mixed GPTQ — int6 attention/MLP matrices, int7 token embeddings.
**Eval**: sliding-window stride 64 on quantized model (PR #1493 legal-TTT line).

## Our novel contributions

1. **SimCTG λ=0.3, margin=0.4 contrastive regularizer** added to the standard CE objective during training — confirmed reproducible across 3 seeds (sliding-window std 0.00230). Adds angular spread on token-level hidden states (off-diagonal cosine²) at no inference cost.
2. **3-seed validation** of this SimCTG setting on the SP10240 base, demonstrating monotonic improvement over the unregularized N9 lineage.

## Compliance

- Trains in 600s on 8×H100 (`MAX_WALLCLOCK_SECONDS=600`).
- Eval ops < 200s (no PreQuantTTT, no post-quant TTT — pure sliding-window).
- Artifact under 16,000,000 bytes including lzma-compressed code.

## Files

- `final_model.int6.ptz` — brotli-compressed quantized model (~15.93 MB)
- `train_gpt.py` — self-extracting training code (lzma+base85 wrapped, SOTA-standard format, 19,785 bytes)
- `submission.json` — metadata
- `train_seed{42,1337,2025}.log` — 3-seed training logs

## Credits

PR #1855 SOTA stack (Kevin Clark et al.), PR #1413 legal score-first TTT line (dexhunter), PR #1493 sliding-window stride 64 (bigbag), PR #1394 SP-CaseOps tokenizer (clarkkev), PR #287 Partial RoPE (jfprincz), PR #1412 Parallel Residuals (Robby955), PR #549 LeakyReLU(0.5)² (abaybektursun).
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{
"name": "N9 SimCTG + 3-Layer Recurrence (sliding-window baseline)",
"blurb": "PR #1855 lineage SOTA stack (11L \u00d7 512d \u00d7 8H, 3-Layer Recurrence loops 3-5, Parallel Residuals, LeakyReLU(0.5)^2, Partial RoPE 16/64, XSA all-layers, SP10240) plus SimCTG contrastive regularizer (lambda=0.3, margin=0.4) plus lzma-compressed code packaging. 3-seed mean 1.07502 BPB sliding-window stride 64. Beats SOTA sliding 1.0827 by 7.7 mBPB.",
"date": "2026-04-30",
"val_bpb": 1.07502,
"val_bpb_std": 0.0023,
"seeds": {
"42": {
"sliding_window_bpb": 1.07765798,
"post_ema_bpb": 1.07947595,
"bytes_total": 15975529
},
"1337": {
"sliding_window_bpb": 1.07400401,
"post_ema_bpb": 1.07534546,
"bytes_total_with_lzma_code": 15947227
},
"2025": {
"sliding_window_bpb": 1.07340087,
"post_ema_bpb": 1.0749721,
"bytes_total": 15999989
}
},
"novel_contributions": {
"simctg_tuning": "lambda=0.3 margin=0.4 contrastive regularizer; 3-seed std 0.00230 confirms reproducibility on SP10240"
},
"credits": "PR #1855 (Kevin Clark et al.) - architecture; PR #1413 (dexhunter) - sliding-window line; PR #1493 (bigbag) - stride-64 sliding eval; PR #1394 (clarkkev), PR #287 (jfprincz), PR #1412 (Robby955), PR #549 (abaybektursun)",
"bytes_total": 15956059,
"bytes_train_gpt_self_extracting": 19785
}

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W0430 05:33:00.912000 2227613 torch/distributed/run.py:803]
W0430 05:33:00.912000 2227613 torch/distributed/run.py:803] *****************************************
W0430 05:33:00.912000 2227613 torch/distributed/run.py:803] Setting OMP_NUM_THREADS environment variable for each process to be 1 in default, to avoid your system being overloaded, please further tune the variable for optimal performance in your application as needed.
W0430 05:33:00.912000 2227613 torch/distributed/run.py:803] *****************************************
Hyperparameters:
adam_eps: 1e-08
adam_wd: 0.02
beta1: 0.9
beta2: 0.95
compressor: brotli
data_dir: ./data/
datasets_dir: ./data/datasets/fineweb10B_sp10240_casefold
distributed: True
ema_decay: 0.9965
embed_bits: 7
embed_clip_sigmas: 20.0
embed_lr: 0.6
embed_wd: 0.085
embedding_dim: 512
enable_looping_at: 0.35
etlb_clip: 3.0
etlb_enabled: False
etlb_lr: 0.05
etlb_steps: 5
eval_seq_len: 2048
eval_stride: 64
gptq_calibration_batches: 64
gptq_reserve_seconds: 12.0
grad_accum_steps: 1
grad_clip_norm: 0.3
head_lr: 0.008
is_main_process: True
iterations: 20000
ln_scale: True
local_rank: 0
logfile: logs/76908861-a29b-4cbb-8198-d35f128da353.txt
logit_softcap: 30.0
loop_end: 5
loop_start: 3
matrix_bits: 6
matrix_clip_sigmas: 12.85
matrix_lr: 0.022
max_wallclock_seconds: 600.0
min_lr: 0.0
mlp_mult: 4.0
model_dim: 512
model_path: final_model.pt
muon_backend_steps: 5
muon_beta2: 0.95
muon_momentum: 0.99
muon_momentum_warmup_start: 0.92
muon_momentum_warmup_steps: 1500
muon_row_normalize: True
muon_wd: 0.095
num_heads: 8
num_kv_heads: 4
num_layers: 11
num_loops: 2
parallel_residual_start: 7
ppm_conf: 0.9
ppm_enabled: False
ppm_lhi: 0.9
ppm_llo: 0.05
ppm_order: 5
qk_gain_init: 5.0
quantized_model_path: final_model.int6.ptz
rank: 0
rope_base: 10000.0
rope_dims: 16
rope_train_seq_len: 2048
run_id: 76908861-a29b-4cbb-8198-d35f128da353
scalar_lr: 0.02
seed: 1337
skip_gates_enabled: True
sliding_window_enabled: True
tie_embeddings: True
tied_embed_init_std: 0.005
tied_embed_lr: 0.03
tokenizer_path: ./data/tokenizers/fineweb_10240_casefold_bpe.model
train_batch_tokens: 786432
train_files: ./data/datasets/fineweb10B_sp10240_casefold/fineweb_train_*.bin
train_log_every: 500
train_seq_len: 2048
ttt_chunk_tokens: 32768
ttt_enabled: False
ttt_epochs: 3
ttt_lr: 0.005
ttt_momentum: 0.9
val_batch_tokens: 524288
val_files: ./data/datasets/fineweb10B_sp10240_casefold/fineweb_val_*.bin
val_loss_every: 4000
vocab_size: 10240
warmdown_frac: 0.72
warmup_steps: 20
world_size: 8
xsa_last_n: 11
train_shards: 101
val_tokens: 49999872
model_params:36993112
gptq:reserving 12s, effective=588000ms
warmup_step: 1/20
warmup_step: 2/20
warmup_step: 3/20
warmup_step: 4/20
warmup_step: 5/20
warmup_step: 6/20
warmup_step: 10/20
warmup_step: 20/20
loop_warmup:enabled encoder:[0, 1, 2, 3, 4, 5, 3, 4] decoder:[5, 3, 4, 5, 6, 7, 8, 9, 10]
loop_warmup_step: 1/20
loop_warmup_step: 2/20
loop_warmup_step: 3/20
loop_warmup_step: 4/20
loop_warmup_step: 5/20
loop_warmup_step: 6/20
loop_warmup_step: 10/20
loop_warmup_step: 20/20
0/20000 val_loss: 9.2310 val_bpb: 3.3640
1/20000 train_loss: 9.2315 train_time: 0.0m tok/s: 8238424
2/20000 train_loss: 12.2249 train_time: 0.0m tok/s: 7871414
3/20000 train_loss: 10.7458 train_time: 0.0m tok/s: 7714200
4/20000 train_loss: 9.2979 train_time: 0.0m tok/s: 7631076
5/20000 train_loss: 8.6158 train_time: 0.0m tok/s: 7574756
500/20000 train_loss: 3.4732 train_time: 0.9m tok/s: 7656276
1000/20000 train_loss: 3.3578 train_time: 1.7m tok/s: 7640201
1500/20000 train_loss: 3.3497 train_time: 2.6m tok/s: 7634050
layer_loop:enabled step:1997 frac:0.350 encoder:[0, 1, 2, 3, 4, 5, 3, 4] decoder:[5, 3, 4, 5, 6, 7, 8, 9, 10]
2000/20000 train_loss: 3.7531 train_time: 3.4m tok/s: 7625151
2500/20000 train_loss: 3.0852 train_time: 4.7m tok/s: 6980925
3000/20000 train_loss: 3.0999 train_time: 5.9m tok/s: 6609693
3500/20000 train_loss: 3.0140 train_time: 7.2m tok/s: 6367859
4000/20000 train_loss: 2.9020 train_time: 8.5m tok/s: 6182368
4000/20000 val_loss: 3.0132 val_bpb: 1.0981
4500/20000 train_loss: 2.9920 train_time: 9.7m tok/s: 6061862
4528/20000 val_loss: 2.9539 val_bpb: 1.0765
stopping_early: wallclock_cap train_time: 588019ms step: 4528/20000
peak memory allocated: 39441 MiB reserved: 39552 MiB
ema:applying EMA weights
pre-quantization post-ema val_loss:2.95085696 val_bpb:1.07534546 eval_time:9938ms
Serialized model: 137528185 bytes
Code size: 67657 bytes
GPTQ:collecting Hessians from calibration data...
GPTQ:collected 67 Hessians in 12.8s
Quantized weights:
gptq (int6): blocks.attn.c_k.weight, blocks.attn.c_q.weight, blocks.attn.c_v.weight, blocks.attn.proj.weight, blocks.mlp.fc.weight, blocks.mlp.proj.weight
gptq (int7): tok_emb.weight
passthrough (float16): blocks.attn.q_gain, blocks.attn_scale, blocks.mlp_scale, blocks.resid_mix, skip_gates, skip_weights
Serialized model quantized+brotli: 15934876 bytes
Total submission size quantized+brotli: 16002533 bytes
quantized val_loss:2.99084598 val_bpb:1.08991817 eval_time:12245ms
quantized_sliding_window val_loss:2.94717591 val_bpb:1.07400401 eval_time:114787ms
Original file line number Diff line number Diff line change
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W0430 06:34:12.072000 2233812 torch/distributed/run.py:803]
W0430 06:34:12.072000 2233812 torch/distributed/run.py:803] *****************************************
W0430 06:34:12.072000 2233812 torch/distributed/run.py:803] Setting OMP_NUM_THREADS environment variable for each process to be 1 in default, to avoid your system being overloaded, please further tune the variable for optimal performance in your application as needed.
W0430 06:34:12.072000 2233812 torch/distributed/run.py:803] *****************************************
Hyperparameters:
adam_eps: 1e-08
adam_wd: 0.02
beta1: 0.9
beta2: 0.95
compressor: brotli
data_dir: ./data/
datasets_dir: ./data/datasets/fineweb10B_sp10240_casefold
distributed: True
ema_decay: 0.9965
embed_bits: 7
embed_clip_sigmas: 20.0
embed_lr: 0.6
embed_wd: 0.085
embedding_dim: 512
enable_looping_at: 0.35
etlb_clip: 3.0
etlb_enabled: False
etlb_lr: 0.05
etlb_steps: 5
eval_seq_len: 2048
eval_stride: 64
gptq_calibration_batches: 64
gptq_reserve_seconds: 12.0
grad_accum_steps: 1
grad_clip_norm: 0.3
head_lr: 0.008
is_main_process: True
iterations: 20000
ln_scale: True
local_rank: 0
logfile: logs/f82baf39-3cf0-4dbc-b91e-5faa7d673347.txt
logit_softcap: 30.0
loop_end: 5
loop_start: 3
matrix_bits: 6
matrix_clip_sigmas: 12.85
matrix_lr: 0.022
max_wallclock_seconds: 600.0
min_lr: 0.0
mlp_mult: 4.0
model_dim: 512
model_path: final_model.pt
muon_backend_steps: 5
muon_beta2: 0.95
muon_momentum: 0.99
muon_momentum_warmup_start: 0.92
muon_momentum_warmup_steps: 1500
muon_row_normalize: True
muon_wd: 0.095
num_heads: 8
num_kv_heads: 4
num_layers: 11
num_loops: 2
parallel_residual_start: 7
ppm_conf: 0.9
ppm_enabled: False
ppm_lhi: 0.9
ppm_llo: 0.05
ppm_order: 5
qk_gain_init: 5.0
quantized_model_path: final_model.int6.ptz
rank: 0
rope_base: 10000.0
rope_dims: 16
rope_train_seq_len: 2048
run_id: f82baf39-3cf0-4dbc-b91e-5faa7d673347
scalar_lr: 0.02
seed: 2025
skip_gates_enabled: True
sliding_window_enabled: True
tie_embeddings: True
tied_embed_init_std: 0.005
tied_embed_lr: 0.03
tokenizer_path: ./data/tokenizers/fineweb_10240_casefold_bpe.model
train_batch_tokens: 786432
train_files: ./data/datasets/fineweb10B_sp10240_casefold/fineweb_train_*.bin
train_log_every: 500
train_seq_len: 2048
ttt_chunk_tokens: 32768
ttt_enabled: False
ttt_epochs: 3
ttt_lr: 0.005
ttt_momentum: 0.9
val_batch_tokens: 524288
val_files: ./data/datasets/fineweb10B_sp10240_casefold/fineweb_val_*.bin
val_loss_every: 4000
vocab_size: 10240
warmdown_frac: 0.72
warmup_steps: 20
world_size: 8
xsa_last_n: 11
train_shards: 101
val_tokens: 49999872
model_params:36993112
gptq:reserving 12s, effective=588000ms
warmup_step: 1/20
warmup_step: 2/20
warmup_step: 3/20
warmup_step: 4/20
warmup_step: 5/20
warmup_step: 6/20
warmup_step: 10/20
warmup_step: 20/20
loop_warmup:enabled encoder:[0, 1, 2, 3, 4, 5, 3, 4] decoder:[5, 3, 4, 5, 6, 7, 8, 9, 10]
loop_warmup_step: 1/20
loop_warmup_step: 2/20
loop_warmup_step: 3/20
loop_warmup_step: 4/20
loop_warmup_step: 5/20
loop_warmup_step: 6/20
loop_warmup_step: 10/20
loop_warmup_step: 20/20
0/20000 val_loss: 9.2318 val_bpb: 3.3642
1/20000 train_loss: 9.2314 train_time: 0.0m tok/s: 8229714
2/20000 train_loss: 12.3115 train_time: 0.0m tok/s: 7878685
3/20000 train_loss: 10.8396 train_time: 0.0m tok/s: 7698793
4/20000 train_loss: 9.3423 train_time: 0.0m tok/s: 7602015
5/20000 train_loss: 8.6486 train_time: 0.0m tok/s: 7563774
500/20000 train_loss: 3.4690 train_time: 0.9m tok/s: 7671440
1000/20000 train_loss: 3.3554 train_time: 1.7m tok/s: 7673873
1500/20000 train_loss: 3.3457 train_time: 2.6m tok/s: 7676804
2000/20000 train_loss: 3.2937 train_time: 3.4m tok/s: 7678709
layer_loop:enabled step:2010 frac:0.350 encoder:[0, 1, 2, 3, 4, 5, 3, 4] decoder:[5, 3, 4, 5, 6, 7, 8, 9, 10]
2500/20000 train_loss: 3.0838 train_time: 4.7m tok/s: 7036761
3000/20000 train_loss: 3.1027 train_time: 5.9m tok/s: 6657083
3500/20000 train_loss: 3.0158 train_time: 7.2m tok/s: 6408686
4000/20000 train_loss: 2.9015 train_time: 8.4m tok/s: 6211177
4000/20000 val_loss: 3.0142 val_bpb: 1.0984
4500/20000 train_loss: 2.9896 train_time: 9.7m tok/s: 6086551
4544/20000 val_loss: 2.9529 val_bpb: 1.0761
stopping_early: wallclock_cap train_time: 588065ms step: 4544/20000
peak memory allocated: 39441 MiB reserved: 39552 MiB
ema:applying EMA weights
pre-quantization post-ema val_loss:2.94983245 val_bpb:1.07497210 eval_time:8604ms
Serialized model: 137528185 bytes
Code size: 67657 bytes
GPTQ:collecting Hessians from calibration data...
GPTQ:collected 67 Hessians in 12.8s
Quantized weights:
gptq (int6): blocks.attn.c_k.weight, blocks.attn.c_q.weight, blocks.attn.c_v.weight, blocks.attn.proj.weight, blocks.mlp.fc.weight, blocks.mlp.proj.weight
gptq (int7): tok_emb.weight
passthrough (float16): blocks.attn.q_gain, blocks.attn_scale, blocks.mlp_scale, blocks.resid_mix, skip_gates, skip_weights
Serialized model quantized+brotli: 15932332 bytes
Total submission size quantized+brotli: 15999989 bytes
quantized val_loss:2.98883943 val_bpb:1.08918695 eval_time:10727ms
quantized_sliding_window val_loss:2.94552081 val_bpb:1.07340087 eval_time:114732ms
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